Product Level
Non-ESG product
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Limitations in the promotion of ESG in your marketing documentation
Product promoting E and/or S characteristics
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Required disclaimer: "this product does not have sustainable investment in its objective"
Product with a Sustainable Investment objective
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My financial product has sustainable investment as its objective.
ESG Strategy Roadmap
Regulatory Advisory
March 2021
Product categorization analysis & strategy
Pre-Contractual Disclosures
March 2021
Q1 2022
Pre-contractual disclosures (Level 1)
Pre-contractual discosures (Level 2) - template presentation Annex II
Website Disclosures
March 2021
Q1 2022
Website disclosures (Level 1)
Website disclosures (Level 2, incl. 2 A4 sides summary)
Periodic Disclosures
Dec 2021
Q1 2022
Annual report presentation (Level 1), including website publication
Annual report representation (Level 2)- template presentation Annex IV, including website publication
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Dec 2021
Taxonomy alignment
Q1 2022
MiFID II template adaptations
Adverse Sustainability Impacts
Dec 2022
Principal adverse impacts template- Table 1, 2, and 3, including 2 A4 sides summery and website publication
Ongoing Supervision & Oversight
March 2021
Management of sustainability risk, including impact monitoring on financial performance
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March 2021
Investment managers' supervision including investment compliance monitoring on ESG factors.